Compliance Regulatory Professionals

Where broader governance courses deal with strategy and board-level oversight, this Compliance Regulatory Professionals training course gets into the operational mechanics of compliance. That means understanding your specific regulatory environment, building and running a compliance monitoring programme, managing relationships with regulators directly, and constructing a risk-based Customer Due Diligence process. It is aimed at people who need to make compliance work day-to-day, not just understand it in principle.

Yes, and the overlap is intentional. Day 3 is dedicated to risk management and compliance risk, covering how to identify, mitigate and control risks within a GRC framework and why internal controls matter. Risk professionals will find the content directly applicable, and the course makes clear throughout that governance, risk and compliance are interconnected disciplines rather than separate functions.

This Compliance Regulatory Professionals training course takes a broad, international view. Day 1 covers the global regulatory environment, international regulation and best practice in regulatory obligation, including ISO 37301:2021 on Compliance Management Systems. Participants are also encouraged to examine their own jurisdiction, making the content relevant whether you are working in the UK, the GCC, or elsewhere.

Yes. Day 5 of this training course is dedicated entirely to this area. It covers money laundering offences, the risk-based approach to AML and terrorist financing, suspicious activity monitoring and reporting, fraud prevention, bribery and corruption, insider trading, market abuse, and the role of sanctions. It is one of the most practically useful sections of the week for anyone with AML or financial crime responsibilities.

This connection runs through the whole programme. Day 2 specifically examines how compliance and corporate governance interact, including the role of the Board of Directors, how corporate governance rules apply to financial crime prevention, and how conflicts of interest should be managed. Participants leave with a clear sense of where the compliance function sits within the wider governance structure.

Day 4 covers the practical steps involved: designing an internal compliance system, establishing policies and procedures, creating a compliance monitoring programme, managing record keeping and compliance reports, and handling changes in regulations. The content is structured so that participants can apply it directly, rather than having to interpret abstract principles into workable systems.

Absolutely. The course is intentionally broad in terms of who it serves. AML Officers, Compliance Officers, Risk Managers, Legal and Audit staff, Regulatory Representatives and Accountants are all listed as target participants. The Day 5 content on money laundering, suspicious activity reporting and the MLRO role is particularly relevant, and the earlier days provide the regulatory and governance context that makes those responsibilities easier to perform.

Creating a compliance culture is treated as one of the explicit outcomes of the course. Day 3 of this Compliance Regulatory Professionals training course covers why compliance culture matters and how it connects to risk management. The course also addresses ethics, integrity and organisational risk culture as part of the personal impact it delivers. The goal is not just to produce technically competent compliance practitioners, but professionals who can bring others in the organisation along with them.

Trainers are selected for their direct professional experience in regulatory compliance, risk management and corporate governance. They bring practical backgrounds that allow them to move beyond textbook definitions and draw on real situations, which makes the case study discussions and role-play exercises far more grounded and useful.

The course uses a blend of methods designed to move knowledge from the classroom into practice. These include case studies, group live instruction, worked examples, role-play exercises and facilitated group discussion. Interactive participation is actively encouraged throughout, reflecting the reality that compliance work requires judgement and communication skills as much as technical knowledge.

The training course is delivered in major international cities including London and Dubai. Sessions are hosted in premium 4- and 5-star business hotels, with high-quality meeting rooms designed to support professional learning, interaction, comfort, and confidentiality. 

Yes. GLOMACS offers customised and in-house delivery options. The content of this training course can be tailored to reflect an organisation’s specific strategic objectives, workforce challenges, and data maturity, ensuring maximum relevance and impact. 

 For further details or to discuss customisation requirements, you may call us on +971 (56) 538 7389 or email inhouse@glomacs.com . You can also submit a detailed enquiry through our in-house training page at: https://glomacs.com/in-house-seminars